Compliance Officer

  • Employment: Full-time
  • Locations: Al Maryah Island, Abu Dhabi
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ABOUT GQG PARTNERS

GQG Partners is an investment boutique which is a wholly owned subsidiary of a majority employee-owned company listed on the Australian Securities Exchange (ASX: GQG). The firm manages global and emerging market equities for institutions, advisors, and individuals worldwide. The company is headquartered in Ft. Lauderdale FL, with offices in New York, Seattle, London, and Sydney. GQG Partners manages more than US $120 billion in client assets as of December 31, 2023 and employs approximately 190 associates worldwide..

GQG is passionate about investing and strives for the highest levels of excellence in a competitive industry. It is our responsibility to help investors secure their financial future and we are honored that our clients entrust us with their financial capital. We endeavor to create a business that is closely aligned with our clients’ financial interests. And we strive for success at all levels of our organization through a commitment to independent thinking, continual growth, cultural integrity, and a deep knowledge of the markets.

ABOUT THE POSITION

The Compliance Officer will be a key part of GQG’s compliance department, reporting to the Chief Compliance Officer. The responsibilities and primary focuses are:

KEY RESPONSIBILITIES

  • Participating in aspects of new account onboarding, from the review of investment guidelines to the coding of investment rules into the firm’s compliance module
  • Day to day guideline monitoring, including the approval of pre trade alerts
  • Generating and interpreting the firm’s post trade compliance report
  • Completing client reporting and certifications
  • Updating of restricted lists
  • Advising the business with regards to FSRA regulatory requirements
  • Risk assessments
  • Assist with all aspects of the implementation of the GQG Partners Ltd Compliance program
  • Interact directly with Compliance service provider in the ADGM

QUALIFICATIONS

  • Honesty and integrity
  • At least 3 years of Investment Management Compliance experience primarily focused on guideline coding and monitoring (Bloomberg AIMs experience preferred)
  • Sound understanding of equity investment process, strategies and investments
  • Strong analytical skills
  • Solid organizational and time management skills to meet deadlines
  • Effective verbal, written and interpersonal communication skills
  • Ability to work both in a team environment and independently
  • Deep proficiency level with MS Word, Excel, PowerPoint and Adobe

GQG Partners Ltd is an Equal Opportunity Employer and will not engage in unlawful discrimination on any basis prohibited by local law. This policy applies to all aspects of employment, including recruitment, placement, promotion, transfer, demotion, compensation, benefits, social and recreational activities and termination. GQG Partners Ltd is pending final FRSA approval.

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GQG Partners LLC is an Equal Opportunity Employer and will not engage in unlawful discrimination on any basis prohibited by local, state or federal law. This policy applies to all aspects of employment, including recruitment, placement, promotion, transfer, demotion, compensation, benefits, social and recreational activities and termination.
For more information about equal employment opportunity, please click here for “EEO Is the Law.” GQG Partners LLC may participate in E-Verify, please view the following links for details in English and Spanish. For information regarding your Right to Work, click here for details in English and Spanish.

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